Participatory Livelihood Monitoring in Southern Sudan
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These notes examine the justificaion for the involvement of primary stakeholders in impact assessment and how efforts to do so can be assessed and finally how this can be done.
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This paper focuses primarily on lessons from experiences in mainstreaming and up-scaling participation, which are relevant to the partnership and ownership principles of the World Bank's Comprehensive Development Framework (CDF). The paper explores its various themes in relation to the idea of participation as building ownership and partnership from the bottom up. Lessons learned from applying participatory appraisal methodologies, particularly in participatory poverty assessments, to help national-level policy makers design more appropriate anti-poverty policies, are examined. A summary of lessons from a range of large-scale government programs that have attempted to scale up participation is also presented. The paper then reviews the efforts of four large donor agencies - DFID, GTZ, USAID and the World Bank - in mainstreaming participation. The use of participatory monitoring and evaluation in assessing performance is discussed. The authors also propose the broader enabling environments they believe are necessary for participation to take root. The paper concludes by summarising the lessons considered most pertinent to CDF implementation.
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'Voices of the Poor' is a series of three books that collates the experiences, views and aspirations of over 60,000 poor women and men. This second book of the series draws material from a 23-country comparative study, which used open-ended participatory methods, bringing together the voices and realities of 20,000 poor women, men, youth and children. Despite very different political, social and economic contexts, there are striking similarities in poor people's experiences. The common underlying theme is one of powerlessness, which consists of multiple and interlocking dimensions of illbeing or poverty. The book starts by describing the origins of the study, the methodology and some of the challenges faced. This is followed by an exploration of the multidimensional nature of wellbeing and illbeing. Most of the book comprises the core findings - the 10 dimensions of powerlessness and illbeing that emerge from the study - and is organised around these themes. These include livelihoods and assets; the places where poor people live and work; the body and related to this, accessing health services; gender roles and gender relations within the household; social exclusion; insecurity and related fears and anxieties; the behaviour and character of institutions; and poor people's ratings of the most important institutions in their lives. These dimensions are brought together into a many-stranded web of powerlessness, which is compounded by the lack of capability, including lack of information, education, skills and confidence. The final chapter is a call to action and dwells on the challenge of change.
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"Voices of the Poor" is a series of three books that collates the experiences, views and aspirations of over 60,000 poor women and men. This first book of the series gathers the voices of over 40,000 poor women and men in 50 countries from the World Bank's participatory poverty assessments. Using participatory and qualitative research methods, the study presents very directly, through poor people's own voices, the realities of their lives; these voices send powerful messages that point the way toward policy change. The book explores the common patterns that emerged from poor people's experiences in many different places. It starts by presenting the conceptual framework, elaborating on participatory poverty assessments and the study's methodology, including its limitations. It then articulates definitions of poverty from the perspective of the poor, stressing its multi-dimensionality. State institutions and civil society institutions are assessed critically, with their impact on reaching the poor deemed ineffective and limited respectively, forcing the poor to depend primarily on informal networks. Gender relations in the household are then analysed, as is how these affect and are affected by larger institutions of society. The issue of social fragmentation is also explored, including a discussion of social cohesion and social exclusion. The book concludes by proposing the way forward, while elaborating the elements of a strategy for change.
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This synthesis offers a review of experiences in applying participatory approaches to macro-level policy formulation, implementation and monitoring in poverty reduction. The participatory experiences are drawn from research initiatives, donors' country strategies, aid coordination processes, policy advocacy campaigns, institutional change processes, budgetary analysis and formulation and citizens' monitoring mechanisms. The review highlights significant challenges that must be overcome in order to establish participatory, sustainable, country-owned poverty reduction strategies.
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Analytical work on poverty in Uganda has been undertaken using both quantitative measures and participatory data collection. This is a report of a consultancy carried out to analyze Participatory Poverty Assessment (PPA) and household survey findings on poverty trends in Uganda, particularly to help clarify the picture on poverty trends, identify areas which require further work and any further findings from the analysis which require policy action. Key findings on the relationship between the PPA and household survey results on poverty trends conclude that the two sets of findings have different strengths and can be used to complement each other. Recommendations for future poverty monitoring are made, particularly in terms of using both data sets in complementary fashion to improve monitoring. Some issues for the future development and refinement of pro-poor policies are also raised.
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This is a resource book designed primarily for development workers working within the field of the rural poor. It describes a range of first-hand experiences with participatory approaches in the context of projects funded by The International Fund for Agricultural Development (IFAD), Non-Governmental Organizations (NGOs) and governments in Asia and the Pacific. The book is divided into a number of sections. Part One examines poverty and participation and explains why the poor should be targeted and in what ways this is possible. Part Two describes in detail the actual participatory approaches. Part three concentrates on participation in the project planning and implementation stage. Part Four assesses the monitoring impact and Part Five examines issues in participation with regards to institutions, partnerships and governance.
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The international NGO, Concern Worldwide, decided to assess whether its Integrated Rural Development Projects (IRDP) are reaching the extreme poor. Dimla was chosen as a site for a participatory research study which asked two questions 1) Who are the extreme poor? and 2) Is Concern's Dimla project reaching the extreme poor effectively through its existing activities? This article presents the process and findings of this research. The research focuses on a category of extreme poor termed the 'helpless poor' and why they have not often been able to participate fully in the project. It concludes with key learnings and suggests a specifically targeted pro-extreme poor strategy is required.
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This article gives account for experiences from the Centre for Alternative Technologies (CTA), an NGO working on alternative futures for and with rural small-scale farmers in Zona da Mata of Minas Gerais, in Brazil. CTA staff work with a Local Development Plan (LDP) focussing on developing participatory Municipal Rural Development Plans (MRDP) in three municipalities: Araponga, Tombos, and Acaiaca. This article compares the three municipal planning processes, offering them as an exiting alternative methodology for local development in the Brazilian context. The article starts by describing the study area, CTA's evolution to municipal planning, and CTA's vision for pro-poor municipal planning. It goes on to explain the main building blocks of the CTA-supported MDRP, including participation as a learning process; planning process and methodology; working with new partners giving and giving farmer groups a more prominent role in the process; building accountability structures; non-neutral pro-poor facilitation; and finally learning from diversity, where the importance of differences between the participating communities are and how that forms the process are discussed. The key impacts and challenges are examined, with the problems of standardisation of methodologies in scaling-up of these types of processes. However despite many differences, several elements were found to be effective in all the three cases: the value of PRA (participatory visioning, problems appraisal and solution identification); the importance of some kind of supervision and decision making body; the needed for patience in conflict solving in the group (internally and in interaction with external parties); capacity-building of leadership, facilitation, and negotiation skills; and the need for clear facilitation at the onset of the process with a gradual transformation of the role of external bodies to advisory bodies.
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Understanding the allocation of public resources through national and local budgets has become an increasing focus of development. This has been driven by two principal trends. Donor agencies, on the one hand, are seeking to deliver growing proportions of their financial assistance to partner countries through mainstream government systems - while, at a different level, a vibrant civil society movement has developed which seeks to promote goals of citizen empowerment, gender equity and poverty reduction through the potentials offered by the budget process. Norton and Elson aim to contribute to the evolving understanding of public expenditure management as a political, rather than a purely technical, process. In particular, they explore the ways in which a rights approach can contribute to strengthening voice and pro-poor outcomes in budget processes, and include examples of pro-poor and gender-sensitive budget initiatives from countries such as Brazil and South Africa. The work was commissioned by DFID as part of the programme of work to take forward it's human rights strategy, and identifies issues, partners, tools and methods that may help development actors to support citizen accountability and a pro-poor, gender-equitable, focus in public expenditure management.
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This article looks at the experiences of the Social Enterprise Development Foundation of West Africa (SEND Foundation) in building the capacity of civil society groups and local government officials in resource-poor northern Ghana. The article uses these experiences as a case study to explore how the Ghana Poverty Reduction Strategy (GPRS) engages pro-poor and grassroots civil society organisations in facilitating participatory economic development in their local communities. The article has a two-fold focus on capacity building: increasing knowledge and understanding of the GPRS with civil society, and developing participatory monitoring and evaluation skills. The focus is on the Ghana HIPC Watch, which is a pilot project that aims to be a mechanism through which civil society organisations can engage in policy monitoring and evaluation. The central concerns of equity and accountability, particularly in terms of gender, emerged as important issues.
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This article focuses on the Poverty Eradication Action Plan (PEAP), which is a national development strategy of the Ugandan government that has recently undergone its second revision. The revision process involves government, donors, civil society, the private sector and poor-people. This article offers a description of the mechanisms of the PEAP and poverty trends in Uganda, and introduces two themed articles about monitoring, evaluation and implementation of the PEAP process (by the same authors). The first looks at these issues from a civil society perspective (Isooba); the second form a government perspective (Ssewakiryanga).
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This article explores links between the social unrest in Bolivia in October 2003 and the processes involved in the implementation, monitoring and evaluation of the Poverty reduction Strategy Paper (PRSP). The article suggests that the participation of civil society organisations has been limited and ineffective in these processes for a number of reasons. The author analyses the role that civil society has played in monitoring and implementing the PRSP, focusing on how the Grupo Nacional de Trabajo para la Participacion (GNTP) has worked with the government, NGOs and other civil society organisations. Specifically, the author looks at one case of successful peopleÆs participation in Vallegrande and concludes by drawing out lessons learnt from the Bolivian experience. These include: bottlenecks for peopleÆs participation can in part be overcome by strengthening networks and learning communities; key factors enabling peopleÆs participation in PRSP processes include government openness to participatory processes, access to information, organisational capacity within civil society organisation and commitment to participatory processes; and the role that South-South exchanges can have in strengthening learning communities.